Prohibition of Insider Trading

Contents: 1. Introduction. 2. Important definitions. 3. Restriction on communication and trading by insider. 4. Trading plans. 5. Disclosures. 6. Code of fair disclosure. 7. Code of conduct for listed entities. 8. Institutional mechanism for prevention of insider trading. 9. Miscellaneous. 10. Judicial pronouncements. 11. Major amendments by amendment regulation 2018. 12. Comparative study between pit regulation 1992 and pit regulation 2015. 13. Frequently asked question on the pit regulation. 14. Guidance note on SEBI (prohibition of insider trading) regulation, 2015.

The current volume in addition to discussing the provisions of the SEBI (PIT)Regulations, 2015 include the following: Informal guidance given by SEBI, Orders passed by the Adjudicating Officers and Whole Time Members, SEBI and the Securities Appellate Tribunal Examples and case law as ready guidance to ensure compliance with Regulations Major amendments made by the Amendment Regulations, 2018 Comparative study between the SEBI (PIT) Regulations, 1992 and SEBI (PIT)Regulations, 2015 Guidance Note on SEBI (Prohibition of Insider Trading) Regulations, 2015 Specimen of key documents such as Trading Plans, Code of Practices and Procedures for Fair Disclosure